Advisor Services

Advisors often reach a point in their careers when they consider that where they are may no longer be the best place to serve their clients, grow professionally. Are you dissatisfied with your current firm? too much bureaucracy, a desire for more control, lack of support, or a change in culture – it’s important to consider whether a better opportunity exists for you and your clients.

To make the best choice for you and your clients, you need an experienced team that understands the landscape of the industry. NewGen Placements, LLC management team has a proven track record of success in helping advisors like you find the right opportunity. With over than two decades of experience and deep, long-standing relationships with firms across the industry, we have been the trusted in finding the right opportunities.

There’s a daunting array of business models and options for an advisor to understand. Whether you’re a W-2 employee advisor considering a move to another W-2 wirehouse, regional firm or bank, or have questions about the many versions of independence with independent franchise model (1099), we have the expertise to help you understand the opportunities.

Sometimes you need to stop and take an objective view of your business life. Can you enhance the client experience? Gain greater control? Maximize the value of your businesses and optimize growth?

As one of the nation’s top recruiters for financial advisors, we’re known for helping advisors like you dig deep and find the answers to those questions and more.

If you’re ready to make a change, or simply curious, allow us to provide you with unparalleled access to the universe of opportunities and customize a solution to your individual needs. Our guidance is confidential, and without obligation or cost.

What can NewGen Placements do for you?

We help you define what that end decision might look like, consulting you on how to “dig deep” and understand each opportunity.. That means answering the important questions about your book of business, your short- and long-term goals, what you do like at your current firm? What’s frustrating you? We look at more than just the payout. We look at corporate culture, product lines, research, support, operations, sales assistants etc... because only then can we help you to find the best place to serve your clients, grow and improve your business.

We distill all of the information about the landscape – so you don’t have to – providing a complete picture based only on those opportunities that fit your requirements. And we remain actively involved in the exploration process as your advocate, partner and guide.

We work for you, yet you do not make any monetary investment.

We are only compensated when an advisor is successfully placed, and the hiring firm or buyer pays our fee (with no negative impact on the deal you receive). Whether you choose to ultimately stay put or make a move, you can rely on us to act in your best interest.

Most importantly: Our discretion and protection of your confidentiality is our absolute commitment to you.